UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
Westinghouse Air Brake Technologies Corporation
(Exact name of the registrant as specified in its charter)
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Delaware
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033-90866
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25-1615902
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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30 Isabella Street
Pittsburgh, Pennsylvania
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15212
(Zip code)
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(Address of principal executive offices)
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(412) 825-1000
(Registrant’s Telephone Number, including Area Code)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| ☒ |
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021
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SECTION 1 - CONFLICT MINERALS DISCLOSURE
| Item 1.01 |
Conflict Minerals Disclosure and Report
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Conflict Minerals Disclosure
A copy of the Westinghouse Air Brake Technologies Corporation (“Wabtec Corporation”) 2021 Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly
available at https://ir.wabteccorp.com/static-files/8fd94988-3d8d-4111-a410-65af65580331.
| Item 1.02 |
Exhibit
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The Wabtec Corporation 2021 Conflict Minerals Report contemplated by Item 1.01 is filed as Exhibit 1.01 to this Form SD.
SECTION 2 – EXHIBITS
| Item 2.01 |
Exhibits
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Exhibit 1.01 – Wabtec Corporation 2021 Conflict Minerals Report
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the duly authorized undersigned.
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Westinghouse Air Brake Technologies Corporation
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(Registrant)
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By:
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/s/ John A. Olin
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May 31, 2022
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John A. Olin
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(Date)
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Executive Vice President and
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Chief Financial Officer
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3
EXHIBIT INDEX
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Wabtec Corporation 2021 Conflict Minerals Report
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4
Exhibit 1.01
2021 Conflict Minerals Report
Introduction
Westinghouse Air Brake Technologies Corporation, doing business as Wabtec Corporation (“Wabtec” or the “Company”), prepared this Conflict Minerals Report (“Report”) for the
year ending December 31, 2021, as provided for in Rule 13p-1 of the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”). Wabtec provides its products and services through two principal business
segments, the Freight Segment and the Transit Segment. The Freight Segment primarily manufactures and provides aftermarket parts and services for new locomotives; provides components for new and existing locomotives and freight cars; builds new
commuter locomotives; supplies rail control and infrastructure products, including electronics, positive train control equipment, signal design and engineering services; overhauls locomotives; and provides heat exchangers and cooling systems for
rail and other industrial markets. The Transit Segment primarily manufactures and services components for new and existing passenger transit vehicles, typically regional trains, high speed trains, subway cars, light-rail vehicles and buses;
supplies rail control and infrastructure products, including electronics, signal design and engineering services; and refurbishes passenger transit vehicles.
Wabtec manufactures a wide range of products that contain tin, tantalum, tungsten or gold (“3TG”), but Wabtec does not purchase ore or unrefined 3TG from mines and is many steps removed in the supply chain from the
mining of these minerals. We purchase materials from a wide network of suppliers and rely on them to assist with our reasonable country of origin inquiry regarding the 3TG that are necessary to the functionality
or production of products we manufacture. After performing our reasonable country of origin inquiry and due diligence for 2021, we are unable to definitively determine whether the 3TG contained in our
products originated from the Democratic Republic of the Congo or an adjoining country (collectively, the “Covered Countries”). Therefore, we are submitting this Report describing the due diligence we
have performed pursuant to the Conflict Minerals Rule and our related processes and procedures.
This Report includes:
| • |
the design of our due diligence measures;
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| • |
the due diligence we performed for 2021, including the steps we took to mitigate the risk that 3TG in our products benefit armed groups;
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| • |
the smelters and refiners of 3TG identified as potentially within Wabtec’s supply chain and the countries of origin of ores that are potentially in the supply chains of these smelters and refiners; and
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1
| • |
the steps that we plan to take to ensure continued progress towards eliminating conflict minerals in our supply chain.
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Due Diligence
Design of Wabtec’s due diligence measures
Wabtec has adopted Conflict Minerals Guidelines (the “Guidelines”) that lay out the design of our 3TG due diligence process. The Guidelines describe procedures that Wabtec Global Operations and its business units use
to perform due diligence on the source and origin of 3TG contained in products we manufacture. Wabtec designed its due diligence measures to be in conformity, in material respects, with the OECD Due Diligence
Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas including, the Supplement on Tin, Tantalum, and Tungsten and the Supplement
on Gold (collectively, the “OECD Guidance”).
Description of Wabtec’s due diligence measures for 2021
Wabtec’s 2021 due diligence measures are designed in conformity, in all material respects, with the Five-Step Framework for Risk-Based Due Diligence in the Mineral Supply Chain contained in the OECD Guidance.
Step 1: Establish strong company management systems
| A. |
Adopt and commit to a supply chain policy for minerals originating from conflict-affected and high-risk areas
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Wabtec’s Conflict Minerals Policy, which is available on Wabtec’s website, outlines our commitment to responsible supply chains and to the avoidance of conflict minerals that directly or indirectly finance or benefit
armed groups in the Covered Countries. Moreover, the Guidelines contain the operative provisions of the Policy, as well as the process for ensuring that risks are adequately managed. Additional Wabtec policies relating to the due diligence
measures contained in the OECD Guidance are incorporated into Wabtec’s Supplier Code of Conduct, which is available on Wabtec’s website (for more information, see “Where You
Can Find Additional Information” below).
| B. |
Structure internal management systems to support supply chain due diligence
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Internal management system. Wabtec’s internal
management system for its supply chain due diligence is coordinated by Wabtec Global Operations, with support from the individual Wabtec business units.
| • |
Wabtec Global Operations. Wabtec’s Sourcing Compliance
organization, with cross-functional support from Legal and Sourcing Commodity leaders, has oversight responsibility for Wabtec’s Conflict Minerals Policy, including the establishment of processes and procedures to carry out this policy.
The Sourcing Compliance organization also leads Wabtec’s supply chain due diligence efforts and risk management review with support from the Sourcing Commodity leaders and Wabtec business units.
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• Wabtec business units. Each Wabtec business unit must determine contact information for suppliers in order to complete processes and procedures to
carry out this policy, Internal reporting. For 2021, Wabtec used the following 3TG due diligence reporting mechanisms:
2
| • |
Reporting to Chief Procurement Officer (CPO). The CPO reviewed
Wabtec’s Conflict Minerals program and risk assessment with relevant stakeholders from Sourcing Compliance and Legal to determine the appropriate steps to mitigate any supply chain risks.
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| • |
Coordination with Wabtec business units and Sourcing leaders.
Sourcing Compliance provides a summary of the 3TG due diligence results and efforts to improve supply chain transparency to the Wabtec Sourcing Leaders for each business unit. Where there is reason to believe that a supplier is not
honoring its contractual obligations under the Guidelines, Wabtec Sourcing Leaders, depending on the circumstances, work with the supplier to address such concerns. In the event of continued concerns, the Wabtec business unit may take
additional measures, up to and including termination of the supplier.
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| C. |
Establish a system of controls and transparency over the 3TG supply chain
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Identifying suppliers. Each Wabtec business unit
identified:
| • |
Relevant Suppliers defined as suppliers that provide inputs to
Wabtec products that are known or are likely to contain 3TG through a process that is based on an examination of internal records such as bills of material or other product specifications, a qualitative review of sourcing records, or
information provided by the supplier; and
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| • |
Significant Suppliers defined as suppliers within the universe
of Relevant Suppliers that are most significant to Wabtec’s 3TG program, using criteria such as the amount of sourcing spend with the supplier and high-risk commodity groups.
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Identifying smelters and refiners in the supply chain.
Wabtec Global Operations used its best efforts to identify smelters and refiners of 3TG by surveying Significant Suppliers using the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting
Template (“CMRT”). The survey tools are designed to collect, manage and archive (for at least five years) supplier information relevant for 3TG due diligence including, among other things, the identity of smelters and refiners of 3TG in the
supplier’s supply chain, as well as information related to their 3TG compliance efforts. We apply criteria based on the CMRT to assess the acceptability of survey responses and follow up with Significant
Suppliers whose survey responses are identified as potentially incomplete or inaccurate to seek more complete information.
Conducting a reasonable country of origin inquiry. For
upstream due diligence to identify countries of origin and other relevant information about the conflict status of metals produced by the smelters and refiners identified as potentially in Wabtec’s supply chain, Wabtec relies on the information
made available through the Responsible Minerals Assurance Process (“RMAP”) administered by RMI. Wabtec relied on this information to identify (1) the status of smelters and refiners potentially in Wabtec’s supply chain; and (2) the countries of
origin of ores that are potentially in the supply chains of these smelters and refiners. Where the data showed that ores utilized by one or more of these smelters or refiners originated in one or more of the Covered Countries, Wabtec concluded
that there is reason to believe that 3TG from the Covered Countries may be present in the products of the business for which such smelters or refiners were reported as potentially in the supply chain. Due to business confidentiality and other
competitive concerns, as recognized by the OECD Guidance, the RMI does not publish detailed information on the specific mine and location of origin of ores that supply the smelters and refiners subject to
verification reviews. Consequently, no such information is provided in this Report. RMI’s efforts to determine such information is described on the RMI website (see “Where You Can Find Additional Information”
below).
3
| D. |
Strengthen company engagement with suppliers
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Regular communications. Wabtec communicates its
expectations on responsible supply chains of 3TG by transmitting surveys and other communications from the Sourcing leaders of the Wabtec business units to Significant Suppliers and other Relevant Suppliers.
Contractual obligations. Each Wabtec business unit
utilizes standard terms and conditions, and incorporate by reference Wabtec’s Supplier Code of Conduct, which can be found on Wabtec’s website (see “Where You Can Find Additional Information” below). Suppliers are contractually obligated to (1) adopt policies and establish systems to procure 3TG from sources that have been verified as conflict free; (2) provide supporting data on their 3TG supply
chains to Wabtec when requested; and (3) provide Wabtec with audit rights and the right to terminate the contract in the event of material non-compliance.
| E. |
Establish a company-level grievance mechanism
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Open reporting system. Wabtec and its business units
have an open reporting system – Speak Up Wabtec! – to allow employees and third parties to report concerns about policy violations, including concerns related to our 3TG policies. Concerns can be reported anonymously or for attribution through
several channels, including any cognizant Wabtec Manager, any Compliance Resource (e.g. Wabtec legal counsel or auditor), by using the Speak Up Wabtec! e-tool at https://speakupwabtec.ethicspoint.com, by calling the Wabtec Speak Up Wabtec! Hotline in the US at (877) 860-1054 or using the e-tool to find country-specific telephone numbers, or by emailing speakupwabtec@wabtec.com.
No retaliation. Retaliation against any person for
reporting a compliance or integrity concern is forbidden.
Step 2: Identify and assess supply chain risks
| A. |
Use best efforts to identify the smelters and refiners in the supply chain
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During 2021, using the processes described in Step 1.C above, Wabtec identified 2,597 Relevant Suppliers (up from 958 in 2020), including 809 Significant Suppliers (up from 362 in 2020). These
year-over-year changes are primarily the result of the implementation of an electronic vendor management system for procurement that allows for better transparency of suppliers across the company’s supply chain and within high-risk commodity
groups. In addition, Wabtec included Castings and Raw Material suppliers to the scope of its 3TG Due Diligence in 2021 following RMI and industry feedback related to potential risks within these commodity groups. Our Significant Suppliers, mostly
reporting at a company level, identified 343 smelters and refiners of 3TG that were potentially in their supply chains (as compared to 323 in 2020). See Table A below for a list of these smelters and refiners and a summary of their
validation status under the RMAP.
| B. |
Identify the scope of the risk assessment of the 3TG supply chain
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Engaging with suppliers. Wabtec’s 3TG survey asks
suppliers to identify smelters or refiners of 3TG in their supply chains. For Significant Suppliers that are identified as either not having a responsible 3TG sourcing policy or not implementing due diligence measures for conflict-free sourcing,
we encourage those suppliers to implement such measures. We seek to engage all Significant Suppliers to encourage the smelters and refiners in their supply chains to become validated as Conformant (as defined below) by the RMAP or a similar
program.
4
Wabtec seeks to continuously improve its due diligence efforts to reduce 3TG supply chain risk by encouraging suppliers to source from Conformant smelters and refiners. In 2021, 69% of the smelters and refiners
identified by our Significant Suppliers have been verified as Conformant.
| C. |
Assess whether the suppliers have carried out all elements of due diligence for responsible supply chains of 3TG from conflict-affected and high-risk areas
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Wabtec conducts due diligence to determine the degree of its suppliers’ compliance with the contractual obligations laid out in the Guidelines. Measures may include reviewing supplier responses for completeness,
accuracy, and credibility, as well as confirming smelter status by checking against the Smelter Look-up tab list of the RMI’s CMRT and the RMI’s Conformant Smelter list. When Significant Suppliers identify smelters and refiners not listed as
Conformant by RMI or a similar program, we attempt to contact the smelter or refiner to validate their responsible 3TG sourcing process.
| D. |
Where necessary, carry out joint spot checks at the mineral smelter or refiner’s own facilities (including through participation in industry-driven programs)
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In accordance with OECD Guidance, including its audit recommendations for downstream companies, Wabtec implements upstream audits by participating in and cooperating with industry organizations. Wabtec is a member of
RMI (member code: WABT) and relied on the RMAP to conduct a risk assessment at the upstream level. For each smelter identified within its supply chain, Wabtec assessed the information available from the RMAP to determine whether there were any “red
flags” (as defined in OECD Guidance) and, if needed, develop a corrective action plan. We encourage removal of any high-risk smelters from our supply chain.
Step 3: Design and implement a strategy to respond to identified risks
| A. |
Report findings to designated senior management
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See Step 1.B above for a description of Wabtec’s 3TG due diligence internal reporting processes.
| B. |
Devise and adopt a risk management plan
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Wabtec annually compiles a report of 3TG risks identified in its supply chain for review by Wabtec’s Chief Procurement Officer to determine the appropriate steps to take in mitigating any identified supply chain risks.
In 2021, Wabtec focused on reducing risk by (1) engaging Significant Suppliers to encourage the smelters and refiners in their supply chains to become validated as Conformant by the RMAP, (2) encouraging Significant Suppliers who identified
high-risk smelters and refiners to remove them from their supply chains, and (3) engaging with non-Conformant smelters and refiners directly to encourage them to participate in the RMAP audit process to become Conformant. A high-risk smelter or
refiner is one for which there are credible reports that such smelter or refiner sources materials in a manner that directly or indirectly finances armed conflict.
For Significant Suppliers who identified high-risk smelters and suppliers, Wabtec Global Operations sent such supplier a letter requesting: (a) that that supplier confirm whether these smelters or refiners are in fact
in their supply chain, and if so, whether such materials are used in Wabtec products, (b) that the supplier encourage these smelters or refiners to participate in the RMAP, and (c) that if a smelter or refiner refuses to participate in the RMAP,
such supplier should develop a plan to remove the smelter from its supply chain.
5
Step 4: Carry out independent 3rd-party audit of smelters/refiners’ due diligence practices
See Step 2.D above for a discussion of how Wabtec conducted its risk assessment at the upstream level by participating in and cooperating with industry organizations like RMI.
Step 5: Report annually on supply chain due diligence
We file this Report annually with the SEC, and a copy is publicly available on our website at: https://ir.wabteccorp.com/static-files/8fd94988-3d8d-4111-a410-65af65580331.
Due Diligence Results
Wabtec relies on its suppliers to provide information on the origin of 3TG contained in the components
and materials supplied to us. These suppliers are similarly reliant upon information provided by their suppliers. In 2021, Wabtec identified 2,597 Relevant Suppliers, including 809 Significant Suppliers. Our Significant Suppliers identified 343
smelters and refiners of 3TG that were potentially in their supply chains. Of these 343 unique facilities identified, 69% were validated as “conformant” under the RMAP as of April 19, 2022. “Conformant”
means that a smelter or refiner was audited by the RMI and has been found to be conformant with the RMAP. See Table A below for a list of these smelters and refiners and a summary of their validation
status under the RMAP. Based on the information obtained as a result of the due diligence measures described above, we reasonably determined that the minerals processed by the smelters and refiners listed are from the countries listed
in Table B.
With regard to the specific smelters or refiners identified by Wabtec, we cannot be certain that the identified smelters and refiners supplied 3TG for parts and components supplied to Wabtec rather than to other
customers. Wabtec does not purchase raw ore or unrefined tin, tantalum, tungsten or gold. Wabtec is many steps removed from the mining of the conflict minerals. For this reason, we have been unable to
establish chain of custody or identify with confidence the specific facilities used to process the 3TG in our products and/or the country of origin, the mine or location of origin of the 3TG in our products.
Continuous improvement
Wabtec intends to continue its efforts in 2022 to improve its supply chain due diligence and further mitigate the risk that 3TG contained in its products supports armed conflict in Covered Countries by:
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Communication and training with our suppliers across the Wabtec business units to improve their understanding of Wabtec’s responsible sourcing efforts and improve the percentage of Significant Suppliers responding to Wabtec’s 3TG due
diligence efforts and the quality of their responses to our surveys;
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Identification of and communication with smelters and refiners in Wabtec’s supply chain, both directly and indirectly through Wabtec’s Significant Suppliers, in order
to increase the number of smelters and refiners that participate in the RMAP and become Conformant; and
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Coordination with any new Significant Suppliers to ensure that they understand Wabtec’s responsible sourcing and compliance requirements, the requirements of the Conflict Minerals Rule, and the OECD Guidance.
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6
Table A
(as of April 20, 2022)
Summary of Smelters and Refiners
# of Smelters and Refiners Reported in Our Supply Chain
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Conformant
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Active
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On Smelter Look
Up Tab
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Total
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2020
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2021
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2020
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2021
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2020
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2021
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2020
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2021
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Tin
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51
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56
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11
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9
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11
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17
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73
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82
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Tungsten
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36
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42
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6
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4
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2
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3
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44
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49
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Tantalum
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35
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38
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0
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0
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0
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1
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35
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39
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Gold
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107
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100
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6
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6
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58
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67
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171
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173
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Total
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229
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236
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23
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19
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71
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88
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323
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343
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We note the following in connection with the information contained in the foregoing table:
(1) While the smelters and refiners reflected in the table were identified by our Significant Suppliers as potentially being part of our 2021 supply chain, not all of the smelters and refiners may have processed the necessary 3TG contained in
the in-scope products that we manufactured. Many Significant Suppliers reported to us at a “company level” the 3TG contained in all of their products, not just those in the products that they sold to us. Some Significant Suppliers also may have
reported to us smelters and refiners that were not in our supply chain due to over-inclusiveness in the information received from their suppliers or for other reasons. In addition, the smelters and refiners reflected above may not be all of the
smelters and refiners in our supply chain. Some Significant Suppliers may be unable to identify all of the smelters and refiners used to process the necessary 3TG content contained in the products that we manufactured, and not all of the
Significant Suppliers responded to our inquiries.
(2) “Conformant” means that a smelter or refiner was audited by the RMI and has been found to be conformant with the RMAP. The information reflected in the table is based solely on information made available by the RMI to its members, without
independent verification by us.
(3) “Active” means that a smelter or refiner is a participant in the RMAP committed to undergoing an assessment and has scheduled an assessment date, or is participating in one of the cross-recognized certification programs.
(4) A smelter or refiner is listed as "On Smelter Look-up Tab Only" if it was not Conformant or Active, but appears on the Smelter Look-Up Tab of the CMRT.
(5) The information reflected in the table is based solely on information made available by the RMI to its members, without independent verification by us.
Status of Identified Smelters and Refiners for 2021
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Metal
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Smelter Reference Name
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Country
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Audit Status
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Gold
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Alexy Metals
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US
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Active
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Gold
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Augmont Enterprises Private Limited
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INDIA
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Active
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Gold
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C.I Metales Procesados Industriales SAS
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COLOMBIA
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Active
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Gold
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GCC Gujrat Gold Centre Pvt. Ltd.
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INDIA
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Active
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Gold
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Sancus ZFS (L’Orfebre, SA)
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COLOMBIA
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Active
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Gold
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WEEEREFINING
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France
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Active
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Gold
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8853 S.p.A.
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ITALY
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Conformant
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Gold
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Advanced Chemical Company
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US
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Conformant
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Gold
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AGR (Perth Mint Australia)
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AUSTRALIA
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Conformant
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Gold
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Aida Chemical Industries Co., Ltd.
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JAPAN
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Conformant
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7
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Gold
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Al Etihad Gold LLC
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UNITED ARAB EMIRATES
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Conformant
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Gold
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Allgemeine Gold-und Silberscheideanstalt A.G.
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GERMANY
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Conformant
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Gold
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Almalyk Mining and Metallurgical Complex (AMMC)
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UZBEKISTAN
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Conformant
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Gold
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Amagasaki Factory, Hyogo Prefecture, Japan
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JAPAN
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Conformant
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Gold
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AngloGold Ashanti Brazil
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BRAZIL
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Conformant
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Gold
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Argor-Heraeus S.A.
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SWITZERLAND
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Conformant
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Gold
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Asahi Refining Canada Ltd.
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CANADA
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Conformant
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||||
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Gold
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Asahi Refining USA Inc.
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US
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Conformant
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||||
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Gold
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Asaka Riken Co., Ltd.
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JAPAN
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Conformant
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||||
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Gold
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Aurubis AG
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GERMANY
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Conformant
|
||||
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Gold
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BALORE REFINERSGA
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INDIA
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Conformant
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||||
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Gold
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Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
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PHILIPPINES
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Conformant
|
||||
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Gold
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Boliden AB
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SWEDEN
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Conformant
|
||||
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Gold
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C. Hafner GmbH + Co. KG
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GERMANY
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Conformant
|
||||
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Gold
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CCR
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CANADA
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Conformant
|
||||
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Gold
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Cendres + M?taux SA
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SWITZERLAND
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Conformant
|
||||
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Gold
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Chimet S.p.A.
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ITALY
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Conformant
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||||
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Gold
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China Henan Zhongyuan Gold Smelter
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CHINA
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Conformant
|
||||
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Gold
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China's Shandong Gold Mining Co., Ltd
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CHINA
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Conformant
|
||||
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Gold
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Chugai Mining
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JAPAN
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Conformant
|
||||
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Gold
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Do Sung Corporation
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KOREA
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Conformant
|
||||
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Gold
|
Doduco
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GERMANY
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Conformant
|
||||
|
Gold
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Dowa
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JAPAN
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Conformant
|
||||
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Gold
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Eco-System Recycling Co., Ltd.
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JAPAN
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Conformant
|
||||
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Gold
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Eco-System Recycling Co., Ltd. North Plant
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JAPAN
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Conformant
|
||||
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Gold
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Eco-System Recycling Co., Ltd. West Plant
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JAPAN
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Conformant
|
||||
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Gold
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Emirates Gold DMCC
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UNITED ARAB EMIRATES
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Conformant
|
||||
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Gold
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Fujian Zijin mining stock company gold smelter
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CHINA
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Conformant
|
||||
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Gold
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Geib Refining Corporation
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US
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Conformant
|
||||
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Gold
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HeeSung Metal Ltd.
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KOREA
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Conformant
|
||||
|
Gold
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Heimerle + Meule GmbH
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GERMANY
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Conformant
|
||||
|
Gold
|
Heraeus Germany GmbH Co. KG
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GERMANY
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Conformant
|
||||
|
Gold
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Heraeus Ltd. Hong Kong
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CHINA
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Conformant
|
||||
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Gold
|
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
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CHINA
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Conformant
|
||||
|
Gold
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Ishifuku Metal Industry Co., Ltd.
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JAPAN
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Conformant
|
||||
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Gold
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Istanbul Gold Refinery
|
TURKEY
|
Conformant
|
||||
|
Gold
|
Italpreziosi
|
ITALY
|
Conformant
|
8
|
Gold
|
Japan Mint
|
JAPAN
|
Conformant
|
||||
|
Gold
|
JCC
|
CHINA
|
Conformant
|
||||
|
Gold
|
JX Nippon Mining & Metals Co., Ltd.
|
JAPAN
|
Conformant
|
||||
|
Gold
|
Kazzinc
|
KAZAKHSTAN
|
Conformant
|
||||
|
Gold
|
Kennecott Utah Copper LLC
|
US
|
Conformant
|
||||
|
Gold
|
KGHM Polska Miedz S.A.
|
POLAND
|
Conformant
|
||||
|
Gold
|
Kojima Chemicals Co., Ltd.
|
JAPAN
|
Conformant
|
||||
|
Gold
|
Korea Zinc Co., Ltd.
|
KOREA
|
Conformant
|
||||
|
Gold
|
L'Orfebre S.A.
|
ANDORRA
|
Conformant
|
||||
|
Gold
|
LS-NIKKO Copper Inc.
|
KOREA
|
Conformant
|
||||
|
Gold
|
Marsam Metals
|
BRAZIL
|
Conformant
|
||||
|
Gold
|
Materion
|
US
|
Conformant
|
||||
|
Gold
|
Matsuda Sangyo Co., Ltd.
|
JAPAN
|
Conformant
|
||||
|
Gold
|
MEM(Sumitomo Group)
|
JAPAN
|
Conformant
|
||||
|
Gold
|
Metal Concentrators SA (Pty) Ltd.
|
SOUTH AFRICA
|
Conformant
|
||||
|
Gold
|
Metal?rgica Met-Mex Pe?oles, S.A. de C.V
|
MEXICO
|
Conformant
|
||||
|
Gold
|
Metallurgie Hoboken Overpelt
|
BELGIUM
|
Conformant
|
||||
|
Gold
|
Metalor Switzerland
|
SWITZERLAND
|
Conformant
|
||||
|
Gold
|
Metalor Technologies (Hong Kong) Ltd.
|
CHINA
|
Conformant
|
||||
|
Gold
|
Metalor Technologies (Singapore) Pte., Ltd.
|
SINGAPORE
|
Conformant
|
||||
|
Gold
|
Metalor Technologies (Suzhou) Ltd.
|
CHINA
|
Conformant
|
||||
|
Gold
|
Metalor USA Refining Corporation
|
US
|
Conformant
|
||||
|
Gold
|
Mitsubishi Materials Corporation
|
JAPAN
|
Conformant
|
||||
|
Gold
|
Mitsui Kinzoku Co., Ltd.
|
JAPAN
|
Conformant
|
||||
|
Gold
|
MMTC-PAMP India Pvt., Ltd.
|
INDIA
|
Conformant
|
||||
|
Gold
|
Nadir Metal Rafineri San. Ve Tic. A.S.
|
TURKEY
|
Conformant
|
||||
|
Gold
|
Navoi Mining and Metallurgical Combinat
|
UZBEKISTAN
|
Conformant
|
||||
|
Gold
|
NH Recytech Company
|
KOREA
|
Conformant
|
||||
|
Gold
|
Nihon Material Co., Ltd.
|
JAPAN
|
Conformant
|
||||
|
Gold
|
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH
|
AUSTRIA
|
Conformant
|
||||
|
Gold
|
Ohura Precious Metal Industry Co., Ltd.
|
JAPAN
|
Conformant
|
||||
|
Gold
|
PAMP S.A.
|
SWITZERLAND
|
Conformant
|
||||
|
Gold
|
Planta Recuperadora de Metales SpA
|
CHILE
|
Conformant
|
||||
|
Gold
|
PT Aneka Tambang (Persero) Tbk
|
INDONESIA
|
Conformant
|
||||
|
Gold
|
PX Precinox S.A.
|
SWITZERLAND
|
Conformant
|
||||
|
Gold
|
Rand Refinery (Pty) Ltd.
|
SOUTH AFRICA
|
Conformant
|
9
|
Gold
|
Remondis Argentia B.V.
|
NETHERLANDS
|
Conformant
|
||||
|
Gold
|
Royal Canadian Mint
|
CANADA
|
Conformant
|
||||
|
Gold
|
SAAMP
|
FRANCE
|
Conformant
|
||||
|
Gold
|
Safimet S.p.A
|
ITALY
|
Conformant
|
||||
|
Gold
|
SAFINA A.S.
|
CZECHIA
|
Conformant
|
||||
|
Gold
|
Samdok Metal
|
KOREA
|
Conformant
|
||||
|
Gold
|
SEMPSA Joyeria Plateria S.A.
|
SPAIN
|
Conformant
|
||||
|
Gold
|
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Gold
|
Shonan Plant Tanaka Kikinzoku
|
JAPAN
|
Conformant
|
||||
|
Gold
|
Sichuan Tianze Precious Metals Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Gold
|
Singway Technology Co., Ltd.
|
TAIWAN
|
Conformant
|
||||
|
Gold
|
Solar Applied Materials Technology Corp.
|
TAIWAN
|
Conformant
|
||||
|
Gold
|
SungEel HiMetal Co., Ltd.
|
KOREA
|
Conformant
|
||||
|
Gold
|
T.C.A S.p.A
|
ITALY
|
Conformant
|
||||
|
Gold
|
Tokuriki Honten Co., Ltd.
|
JAPAN
|
Conformant
|
||||
|
Gold
|
TOO Tau-Ken-Altyn
|
KAZAKHSTAN
|
Conformant
|
||||
|
Gold
|
Torecom
|
KOREA
|
Conformant
|
||||
|
Gold
|
Umicore Precious Metals Thailand
|
THAILAND
|
Conformant
|
||||
|
Gold
|
United Precious Metal Refining, Inc.
|
US
|
Conformant
|
||||
|
Gold
|
Valcambi S.A.
|
SWITZERLAND
|
Conformant
|
||||
|
Gold
|
WIELAND Edelmetalle GmbH
|
GERMANY
|
Conformant
|
||||
|
Gold
|
Yamakin Co., Ltd.
|
JAPAN
|
Conformant
|
||||
|
Gold
|
Yokohama Metal Co., Ltd.
|
JAPAN
|
Conformant
|
||||
|
Gold
|
Abington Reldan Metals, LLC
|
US
|
On Smelter Look Up Tab
|
||||
|
Gold
|
African Gold Refinery
|
UGANDA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Anhui Tongling Nonferrous Metal Mining Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
ATAkulche
|
TURKEY
|
On Smelter Look Up Tab
|
||||
|
Gold
|
AU Traders and Refiners
|
SOUTH AFRICA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Caridad
|
MEXICO
|
On Smelter Look Up Tab
|
||||
|
Gold
|
CGR Metalloys Pvt Ltd.
|
INDIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
CHALCO Yunnan Copper Co. Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Daye Non-Ferrous Metals Mining Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
10
|
Gold
|
DEGUSSA
|
GERMANY
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Dijllah Gold Refinery FZC
|
UNITED ARAB EMIRATES
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Ekaterinburg
|
RUSSIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Emerald Jewel Industry India Limited (Unit 1)
|
INDIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Emerald Jewel Industry India Limited (Unit 2)
|
INDIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Emerald Jewel Industry India Limited (Unit 3)
|
INDIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Emerald Jewel Industry India Limited (Unit 4)
|
INDIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Federal State Unitary Enterprise Moscow Special Processing Plant (FSUE MZSS)
|
RUSSIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Fidelity Printers and Refiners Ltd.
|
ZIMBABWE
|
On Smelter Look Up Tab
|
||||
|
Gold
|
FSE Novosibirsk Refinery
|
RUSSIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Fujairah Gold FZC
|
UNITED ARAB EMIRATES
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Gansu Seemine Material Hi-Tech Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Gold Coast Refinery
|
GHANA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Great Wall Precious Metals Co,. LTD.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Guangdong Gaoyao Co
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Hangzhou Fuchunjiang Smelting Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Hunan Chenzhou Mining Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
HwaSeong CJ CO., LTD.
|
KOREA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Industrial Refining Company
|
BELGIUM
|
On Smelter Look Up Tab
|
11
|
Gold
|
International Precious Metal Refiners
|
UNITED ARAB EMIRATES
|
On Smelter Look Up Tab
|
||||
|
Gold
|
JALAN & Company
|
INDIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
JSC Uralelectromed
|
RUSSIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
K.A. Rasmussen
|
NORWAY
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Kaloti Precious Metals
|
UNITED ARAB EMIRATES
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Kazakhmys Smelting LLC
|
KAZAKHSTAN
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Kundan Care Products Ltd.
|
INDIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Kyrgyzaltyn JSC
|
KYRGYZSTAN
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Kyshtym Copper-Electrolytic Plant ZAO
|
RUSSIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
L'azurde Company For Jewelry
|
SAUDI ARABIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
LinBao Gold Mining
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
MD Overseas
|
INDIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Metallix Refining Inc.
|
US
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Modeltech Sdn Bhd
|
MALAYSIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Morris and Watson
|
NEW ZEALAND
|
On Smelter Look Up Tab
|
||||
|
Gold
|
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
|
RUSSIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Pease & Curren
|
US
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Penglai Penggang Gold Industry Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Prioksky Plant of Non-Ferrous Metals
|
RUSSIA
|
On Smelter Look Up Tab
|
12
|
Gold
|
QG Refining, LLC
|
US
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Sabin Metal Corp.
|
US
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Sai Refinery
|
INDIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Samwon Metals Corp.
|
KOREA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
SAXONIA Edelmetalle GmbH
|
GERMANY
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Sellem Industries Ltd.
|
MAURITANIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Shandong Humon Smelting Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Shandong Tarzan Bio-Gold Industry Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Shenzhen Zhonghenglong Real Industry Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Shirpur Gold Refinery Ltd.
|
INDIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Shyolkovsky
|
RUSSIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Sovereign Metals
|
INDIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
State Research Institute Center for Physical Sciences and Technology
|
LITHUANIA
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Sudan Gold Refinery
|
SUDAN
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Super Dragon Technology Co., Ltd.
|
TAIWAN
|
On Smelter Look Up Tab
|
||||
|
Gold
|
Value Trading
|
Belgium
|
On Smelter Look Up Tab
|
||||
|
Tantalum
|
AMG Brasil
|
Brazil
|
Conformant
|
||||
|
Tantalum
|
Asaka Riken Co., Ltd.
|
JAPAN
|
Conformant
|
||||
|
Tantalum
|
Changsha South Tantalum Niobium Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
Conghua Tantalum and Niobium Smeltry
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
D Block Metals, LLC
|
US
|
Conformant
|
||||
|
Tantalum
|
F & X
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
FIR Metals & Resource Ltd.
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
Global Advanced Metals Aizu
|
JAPAN
|
Conformant
|
||||
|
Tantalum
|
Global Advanced Metals Boyertown
|
US
|
Conformant
|
||||
|
Tantalum
|
Guangdong Zhiyuan New Material Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
H.C. Starck Co., Ltd.
|
THAILAND
|
Conformant
|
13
|
Tantalum
|
H.C. Starck GmbH Goslar
|
GERMANY
|
Conformant
|
||||
|
Tantalum
|
H.C. Starck Hermsdorf GmbH
|
GERMANY
|
Conformant
|
||||
|
Tantalum
|
H.C. Starck Inc.
|
US
|
Conformant
|
||||
|
Tantalum
|
H.C. Starck Ltd.
|
JAPAN
|
Conformant
|
||||
|
Tantalum
|
H.C. Starck Smelting GmbH & Co. KG
|
GERMANY
|
Conformant
|
||||
|
Tantalum
|
Hengyang King Xing Lifeng New Materials Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
Jiangxi Tuohong New Raw Material
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
JiuJiang JinXin Nonferrous Metals Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
Jiujiang Nonferrous Metals Smelting Company Limited
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
KEMET Blue Metals
|
MEXICO
|
Conformant
|
||||
|
Tantalum
|
Meta Materials
|
NORTH MACEDONIA
|
Conformant
|
||||
|
Tantalum
|
Metallurgical Products India Pvt. Ltd. (MPIL)
|
INDIA
|
Conformant
|
||||
|
Tantalum
|
Mineracao Taboca S.A.
|
BRAZIL
|
Conformant
|
||||
|
Tantalum
|
Mitsui Mining & Smelting
|
JAPAN
|
Conformant
|
||||
|
Tantalum
|
Molycorp Silmet A.S.
|
ESTONIA
|
Conformant
|
||||
|
Tantalum
|
Ningxia Non-Ferrous Metal Smeltery
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
QuantumClean
|
US
|
Conformant
|
||||
|
Tantalum
|
Resind Ind e Com Ltda.
|
BRAZIL
|
Conformant
|
||||
|
Tantalum
|
RFH
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
RFH Yancheng Jinye New Material Technology Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
Solikamsk
|
RUSSIA
|
Conformant
|
||||
|
Tantalum
|
Taki Chemical Co., Ltd.
|
JAPAN
|
Conformant
|
||||
|
Tantalum
|
Telex Metals
|
US
|
Conformant
|
||||
|
Tantalum
|
ULBA
|
KAZAKHSTAN
|
Conformant
|
||||
|
Tantalum
|
XinXing HaoRong Electronic Material Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tantalum
|
Exotech Inc.
|
US
|
On Smelter Look Up Tab
|
||||
|
Tin
|
Brand IMLI
|
INDONESIA
|
Active
|
||||
|
Tin
|
CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda
|
BRAZIL
|
Active
|
||||
|
Tin
|
CV Nurjanah
|
INDONESIA
|
Active
|
||||
|
Tin
|
CV Venus Inti Perkasa
|
INDONESIA
|
Active
|
||||
|
Tin
|
PT Masbro Alam Stania
|
INDONESIA
|
Active
|
||||
|
Tin
|
PT Mitra Sukses Globalindo
|
INDONESIA
|
Active
|
||||
|
Tin
|
PT Pelat Timah Nusantara Tbk
|
INDONESIA
|
Active
|
||||
|
Tin
|
PT Sukses Inti Makmur
|
INDONESIA
|
Active
|
||||
|
Tin
|
Super Ligas
|
BRAZIL
|
Active
|
||||
|
Tin
|
Alent plc
|
US
|
Conformant
|
14
|
Tin
|
Brand RBT
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
Chengfeng Metals Co Pte Ltd
|
CHINA
|
Conformant
|
||||
|
Tin
|
Chenzhou Yun Xiang mining limited liability company
|
CHINA
|
Conformant
|
||||
|
Tin
|
Chifeng Dajingzi Tin Industry Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tin
|
China Tin (Hechi)
|
CHINA
|
Conformant
|
||||
|
Tin
|
China Yunnan Tin Co Ltd.
|
CHINA
|
Conformant
|
||||
|
Tin
|
CRM Synergies
|
SPAIN
|
Conformant
|
||||
|
Tin
|
CV Tiga Sekawan
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
Dowa
|
JAPAN
|
Conformant
|
||||
|
Tin
|
Elmet S.L.U.
|
SPAIN
|
Conformant
|
||||
|
Tin
|
EM Vinto
|
BOLIVIA
|
Conformant
|
||||
|
Tin
|
Estanho de Rondonia S.A.
|
BRAZIL
|
Conformant
|
||||
|
Tin
|
Fabrica Auricchio
|
BRAZIL
|
Conformant
|
||||
|
Tin
|
Fenix Metals
|
POLAND
|
Conformant
|
||||
|
Tin
|
Funsur Smelter
|
PERU
|
Conformant
|
||||
|
Tin
|
Gejiu Non-Ferrous Metal Processing Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tin
|
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tin
|
Gejiu Zi-Li
|
CHINA
|
Conformant
|
||||
|
Tin
|
Guangdong Hanhe Non-Ferrous Metal Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tin
|
HuiChang Hill Tin Industry Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tin
|
INDONESIAN STATE TIN CORPORATION MENTOK SMELTER
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
Jiangxi Nanshan
|
CHINA
|
Conformant
|
||||
|
Tin
|
Kundur Smelter
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
Luna Smelter, Ltd.
|
RWANDA
|
Conformant
|
||||
|
Tin
|
Ma'anshan Weitai Tin Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tin
|
Magnu's Minerais Metais e Ligas Ltda.
|
BRAZIL
|
Conformant
|
||||
|
Tin
|
Malaysia Smelting Corporation (MSC)
|
MALAYSIA
|
Conformant
|
||||
|
Tin
|
Metallic Resources, Inc.
|
US
|
Conformant
|
||||
|
Tin
|
Metallo Belgium N.V.
|
BELGIUM
|
Conformant
|
||||
|
Tin
|
Mineracao Taboca S.A.
|
BRAZIL
|
Conformant
|
||||
|
Tin
|
Mitsubishi Materials Corporation
|
JAPAN
|
Conformant
|
||||
|
Tin
|
Novosibirsk Processing Plant Ltd.
|
RUSSIA
|
Conformant
|
||||
|
Tin
|
O.M. Manufacturing (Thailand) Co., Ltd.
|
THAILAND
|
Conformant
|
||||
|
Tin
|
O.M. Manufacturing Philippines, Inc.
|
PHILIPPINES
|
Conformant
|
||||
|
Tin
|
OMSA
|
BOLIVIA
|
Conformant
|
||||
|
Tin
|
PT Artha Cipta Langgeng
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
PT ATD Makmur Mandiri Jaya
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
PT Babel Inti Perkasa
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
PT Babel Surya Alam Lestari
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
PT Bangka Serumpun
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
PT Cipta Persada Mulia
|
INDONESIA
|
Conformant
|
15
|
Tin
|
PT Menara Cipta Mulia
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
PT Mitra Stania Prima
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
PT Prima Timah Utama
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
PT Rajawali Rimba Perkasa
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
PT Sariwiguna Binasentosa
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
PT Stanindo Inti Perkasa
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
PT Tinindo Inter Nusa
|
INDONESIA
|
Conformant
|
||||
|
Tin
|
Resind Ind e Com Ltda.
|
BRAZIL
|
Conformant
|
||||
|
Tin
|
Rui Da Hung
|
TAIWAN
|
Conformant
|
||||
|
Tin
|
Soft Metais Ltda.
|
BRAZIL
|
Conformant
|
||||
|
Tin
|
Thai Nguyen Mining and Metallurgy Co., Ltd.
|
VIET NAM
|
Conformant
|
||||
|
Tin
|
Thai Solder Industry Corp., Ltd.
|
THAILAND
|
Conformant
|
||||
|
Tin
|
Tin Technology & Refining
|
US
|
Conformant
|
||||
|
Tin
|
White Solder Metalurgia e Mineracao Ltda.
|
BRAZIL
|
Conformant
|
||||
|
Tin
|
An Vinh Joint Stock Mineral Processing Company
|
VIET NAM
|
On Smelter Look Up Tab
|
||||
|
Tin
|
Dongguan CiEXPO Environmental Engineering Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Tin
|
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
|
VIET NAM
|
On Smelter Look Up Tab
|
||||
|
Tin
|
Gejiu City Fuxiang Industry and Trade Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Tin
|
Gejiu Kai Meng Industry and Trade LLC
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Tin
|
Melt Metais e Ligas S.A.
|
BRAZIL
|
On Smelter Look Up Tab
|
||||
|
Tin
|
Modeltech Sdn Bhd
|
MALAYSIA
|
On Smelter Look Up Tab
|
||||
|
Tin
|
Nghe Tinh Non-Ferrous Metals Joint Stock Company
|
VIET NAM
|
On Smelter Look Up Tab
|
||||
|
Tin
|
Pongpipat Company Limited
|
MYANMAR
|
On Smelter Look Up Tab
|
||||
|
Tin
|
Precious Minerals and Smelting Limited
|
INDIA
|
On Smelter Look Up Tab
|
||||
|
Tin
|
PT Belitung Industri Sejahtera
|
INDONESIA
|
On Smelter Look Up Tab
|
||||
|
Tin
|
PT Panca Mega Persada
|
INDONESIA
|
On Smelter Look Up Tab
|
||||
|
Tin
|
PT Tirus Putra Mandiri
|
INDONESIA
|
On Smelter Look Up Tab
|
||||
|
Tin
|
PT Tommy Utama
|
INDONESIA
|
On Smelter Look Up Tab
|
16
|
Tin
|
Tuyen Quang Non-Ferrous Metals Joint Stock Company
|
VIET NAM
|
On Smelter Look Up Tab
|
||||
|
Tin
|
VQB Mineral and Trading Group JSC
|
VIET NAM
|
On Smelter Look Up Tab
|
||||
|
Tin
|
Yunnan Yunfan Non-ferrous Metals Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Tungsten
|
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.
|
BRAZIL
|
Active
|
||||
|
Tungsten
|
NPP Tyazhmetprom LLC
|
RUSSIA
|
Active
|
||||
|
Tungsten
|
OOO “Technolom” 1
|
RUSSIA
|
Active
|
||||
|
Tungsten
|
OOO “Technolom” 2
|
RUSSIA
|
Active
|
||||
|
Tungsten
|
A.L.M.T. Corp.
|
JAPAN
|
Conformant
|
||||
|
Tungsten
|
ACL Metais Eireli
|
BRAZIL
|
Conformant
|
||||
|
Tungsten
|
Asia Tungsten Products Vietnam Ltd.
|
VIET NAM
|
Conformant
|
||||
|
Tungsten
|
ATI Tungsten Materials
|
US
|
Conformant
|
||||
|
Tungsten
|
Chaozhou Xianglu Tungsten Industry Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Chenzhou Diamond Tungsten Products Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
China Molybdenum Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
China National Non Ferrous
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Chongyi Zhangyuan Tungsten Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Cronimet Brasil Ltda
|
BRAZIL
|
Conformant
|
||||
|
Tungsten
|
Fujian Ganmin RareMetal Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Fujian Xinlu Tungsten
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Ganzhou Haichuang Tungsten Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Ganzhou Seadragon W & Mo Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
GEM Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Global Tungsten & Powders Corp.
|
US
|
Conformant
|
||||
|
Tungsten
|
H.C. Starck GmbH
|
GERMANY
|
Conformant
|
||||
|
Tungsten
|
H.C. Starck Smelting GmbH & Co. KG
|
GERMANY
|
Conformant
|
||||
|
Tungsten
|
Human Chun-Chang non-ferrous Smelting & Concentrating Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Hunan Chenzhou Mining Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Hydrometallurg, JSC
|
RUSSIA
|
Conformant
|
||||
|
Tungsten
|
Japan New Metals Co., Ltd.
|
JAPAN
|
Conformant
|
||||
|
Tungsten
|
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Jiangxi Gan Bei Tungsten Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Jiangxi Yaosheng Tungsten Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
JSC "Kirovgrad Hard Alloys Plant"
|
RUSSIA
|
Conformant
|
||||
|
Tungsten
|
Kennametal Fallon
|
US
|
Conformant
|
17
|
Tungsten
|
KGETS Co., Ltd.
|
KOREA
|
Conformant
|
||||
|
Tungsten
|
Lianyou Metals Co., Ltd.
|
TAIWAN
|
Conformant
|
||||
|
Tungsten
|
Malipo Haiyu Tungsten Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Masan High-Tech Materials
|
VIET NAM
|
Conformant
|
||||
|
Tungsten
|
Moliren Ltd
|
RUSSIA
|
Conformant
|
||||
|
Tungsten
|
Niagara Refining LLC
|
US
|
Conformant
|
||||
|
Tungsten
|
Philippine Chuangxin Industrial Co., Inc.
|
PHILIPPINES
|
Conformant
|
||||
|
Tungsten
|
Unecha Refractory metals plant
|
RUSSIA
|
Conformant
|
||||
|
Tungsten
|
WBH
|
AUSTRIA
|
Conformant
|
||||
|
Tungsten
|
Woltech Korea Co., Ltd.
|
KOREA
|
Conformant
|
||||
|
Tungsten
|
Xiamen H.C.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
|
CHINA
|
Conformant
|
||||
|
Tungsten
|
Artek LLC
|
RUSSIA
|
On Smelter Look Up Tab
|
||||
|
Tungsten
|
CNMC (Guangxi) PGMA Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
||||
|
Tungsten
|
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
|
CHINA
|
On Smelter Look Up Tab
|
18
Table B
(as of April 20, 2022)
|
Tin
|
Tungsten
|
Tantalum
|
Gold
|
|
BELGIUM
|
AUSTRIA
|
Brazil
|
ANDORRA
|
|
BOLIVIA
|
BRAZIL
|
CHINA
|
AUSTRALIA
|
|
BRAZIL
|
CHINA
|
ESTONIA
|
AUSTRIA
|
|
CHINA
|
GERMANY
|
GERMANY
|
BELGIUM
|
|
INDIA
|
JAPAN
|
INDIA
|
BRAZIL
|
|
INDONESIA
|
KOREA,
|
JAPAN
|
CANADA
|
|
JAPAN
|
PHILIPPINES
|
KAZAKHSTAN
|
CHILE
|
|
MALAYSIA
|
RUSSIAN FEDERATION
|
MEXICO
|
CHINA
|
|
MYANMAR
|
TAIWAN
|
NORTH MACEDONIA
|
COLOMBIA
|
|
PERU
|
UNITED STATES
|
RUSSIAN FEDERATION
|
CZECHIA
|
|
PHILIPPINES
|
VIETNAM
|
THAILAND
|
FRANCE
|
|
POLAND
|
UNITED STATES
|
GERMANY
|
|
|
RUSSIAN FEDERATION
|
GHANA
|
||
|
RWANDA
|
INDIA
|
||
|
SPAIN
|
INDONESIA
|
||
|
TAIWAN
|
ITALY
|
||
|
THAILAND
|
JAPAN
|
||
|
UNITED STATES
|
KAZAKHSTAN
|
||
|
VIET NAM
|
KOREA
|
||
|
KYRGYZSTAN
|
|||
|
LITHUANIA
|
|||
|
MALAYSIA
|
|||
|
MAURITANIA
|
|||
|
MEXICO
|
|||
|
NETHERLANDS
|
|||
|
NEW ZEALAND
|
|||
|
NORWAY
|
|||
|
PHILIPPINES
|
|||
|
POLAND
|
|||
|
RUSSIAN FEDERATION
|
|||
|
SAUDI ARABIA
|
|||
|
SINGAPORE
|
|||
|
SOUTH AFRICA
|
19
|
SPAIN
|
|||
|
SUDAN
|
|||
|
SWEDEN
|
|||
|
SWITZERLAND
|
|||
|
TAIWAN
|
|||
|
THAILAND
|
|||
|
TURKEY
|
|||
|
UGANDA
|
|||
|
UNITED ARAB
EMIRATES
|
|||
|
UNITED STATES
|
|||
|
UZBEKISTAN
|
|||
|
ZIMBABWE
|
20
Helpful Resources
Acronyms Used in This Report
|
3TG
|
Tin, Tantalum, Tungsten or Gold
|
|
CMRT
|
Conflict Minerals Reporting Template
|
|
DRC
|
Democratic Republic of the Congo
|
|
OECD
|
Organization for Economic Cooperation and Development
|
|
RMAP
|
Responsible Minerals Assurance Process (formerly the Conflict-Free Smelter Program)
|
|
RMI
|
Responsible Minerals Initiative (formerly the Conflict-Free Sourcing Initiative)
|
|
SEC
|
U.S. Securities and Exchange Commission
|
Forward-Looking Statements
This Report contains "forward-looking statements" – that is, statements based on our current expectations and projections about future events. These forward-looking statements are subject to various risks, uncertainties, and assumptions. For
details on the uncertainties that may cause our actual future results to be materially different than those expressed in our forward-looking statements, see our annual reports on Form 10-K and quarterly reports on Form 10-Q. We undertake no
obligation to update any statement to reflect events or circumstances after the date on which the statement is made or to reflect the occurrence of unanticipated events.
Where You Can Find Additional Information*
Wabtec Conflict Minerals Policy
https://ir.wabteccorp.com/static-files/eb2e79c0-1128-4ffd-9d1f-3425302bdc54
Wabtec Supplier Code of Conduct
https://www.wabteccorp.com/supplier-code-of-conduct
Wabtec Code of Business Conduct and Ethics
https://ir.wabteccorp.com/static-files/fe76c10c-8311-4f5d-94d6-4ae16fbe98ff
Responsible Minerals Initiative
http://www.responsiblemineralsinitiative.org
OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas
www.oecd.org/daf/inv/mne/OECD-Due-Diligence-Guidance-Minerals-Edition3.pdf
Wabtec’s 2021 Annual Report on Form 10-K
https://ir.wabteccorp.com/static-files/304543d8-8c57-4a95-8c89-96705cafeb2b
*These web links are provided for convenience only, and the content on the referenced websites does not constitute a part of this Report.
Wabtec and the Wabtec logo are trademarks and service marks of Wabtec Corporation. Other marks used throughout are trademarks and service marks of their respective owners.
21