SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
WARNER MARK

(Last) (First) (Middle)
1001 AIR BRAKE AVE

(Street)
WILMERDING PA 15148

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/10/2003
3. Issuer Name and Ticker or Trading Symbol
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP [ WAB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP/GM MotivePower, Inc.
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Cmmon Stock 213 D
Common Stock 629.563 I Managed Account
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option 11/19/1999 11/19/2009 Common Stock 4,950 10.86 D
Non-Qualified Stock Option 01/25/2003 07/31/2010 Common Stock 5,000 9.875 D
Non-Qualified Stock Option 12/05/2003 12/05/2010 Common Stock 5,000 9.535 D
Non-Qualified Stock Option (1) 01/07/2012 Common Stock 6,000 12.13 D
Non-Qualified Stock Option (2) 02/24/2013 Common Stock 5,000 10.77 D
Explanation of Responses:
1. 1/3 of total vests on each anniversary date of grant. 1/3 vested 1/7/03, 1/3 vests 1/7/04, and 1/3 vests 1/7/05
2. 1/3 of total vests on each anniversary date of grant. 1/3 vests 2/24/04, 1/3 vedts 2/24/05 and 1/3 vests 2/24/06
Alvaro Garcia-Tunon, POA for Mark Warner 12/17/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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