SEC FORM
5
SEC Form 5
FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0362 |
Estimated average burden |
hours per response: |
1.0 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
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Form 3 Holdings Reported. |
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Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
[ WAB ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
VP- Group Executive |
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2005
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Amount |
(A) or (D) |
Price |
Common Stock - ESOP |
12/31/2005 |
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J |
18.05
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D |
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2,776.857 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of Responses: |
Remarks: |
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David M. Seitz, POA for Timothy J. Logan |
02/13/2006 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
To Sign and File Reports under Section 16(a)
of
the Securities Exchange Act of 1934
With Respect to Equity
Securities of
Westinghouse Air Brake Technologies Corporation
IN WITNESS WHEREOF,
the undersigned has caused this Power of Attorney
to be executed as of this
30th day of January, 2006.
LIMITED POWER
OF ATTORNEY FOR
SECTION 16
REPORTING OBLIGATIONS
Know all
by these presents, that the
undersigned hereby makes, constitutes and
appoints Alvaro Garcia-Tunon and
David M. Seitz, as the undersigned's
true and lawful attorneys-in-fact,
with full power and authority as
hereinafter described on behalf of and in
the name, place and stead of
the undersigned to:
(1) prepare, execute,
acknowledge, deliver and
file Forms 3, 4, and 5 (including any amendments
thereto) with respect to
the securities of Westinghouse Air Brake
Technologies Corporation, a
Delaware corporation (the "Company"), with the
United States Securities
and Exchange Commission, any national securities
exchanges and the
Company, as considered necessary or advisable under
Section 16(a) of the
Securities Exchange Act of 1934 and the rules and
regulations promulgated
thereunder, as amended from time to time (the
"Exchange Act");
(2) seek or obtain, as the undersigned's
representative and on the
undersigned's behalf, information on transactions
in the Company's
securities from any third party, including brokers,
employee benefit plan
administrators and trustees, and the undersigned
hereby authorizes any
such person to release any such information to the
undersigned and
approves and ratifies any such release of information; and
(3) perform any and all other acts which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of the
undersigned in connection with the foregoing.
The undersigned
acknowledges that:
(1) this Power of Attorney authorizes, but does
not
require, such attorney-in-fact to act in their discretion on
information
provided to such attorney-in-fact without independent
verification of such
information;
(2) any documents prepared
and/or executed by such
attorney-in-fact on behalf of the undersigned
pursuant to this Power of
Attorney will be in such form and will contain
such information and
disclosure as such attorney-in-fact, in his or her
discretion, deems
necessary or desirable;
(3) neither the Company
nor such
attorney-in-fact assumes (i) any liability for the undersigned's
responsibility to comply with the requirement of the Exchange Act, (ii)
any
liability of the undersigned for any failure to comply with such
requirements, or (iii) any obligation or liability of the undersigned for
profit disgorgement under Section 16(b) of the Exchange Act; and
(4) this Power of Attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's obligations under
the
Exchange Act, including without limitation the reporting requirements
under
Section 16 of the Exchange Act.
The undersigned hereby
gives and
grants the foregoing attorney-in-fact full power and authority
to do and
perform all and every act and thing whatsoever requisite,
necessary or
appropriate to be done in and about the foregoing matters as
fully to all
intents and purposes as the undersigned might or could do if
present,
hereby ratifying all that such attorney-in-fact of, for and on
behalf of
the undersigned, shall lawfully do or cause to be done by
virtue of this
Limited Power of Attorney.
This Power of Attorney
shall remain in
full force and effect until revoked by the undersigned in
a signed writing
delivered to such attorney-in-fact.
/s/
Timothy J. Logan
____________________________
Timothy J.
Logan
COMMONWEALTH OF PENNSYLVANIA
COUNTY OF
ALLEGHENY
On this 30th day of January 2006, Timothy J.
Logan personally appeared
before me, and acknowledged that he executed
the foregoing instrument for
the purposes therein contained.
IN
WITNESS WHEREOF, I have hereunto
set my hand and official seal.
/s/ Mary F. Mattis
_________________________________
Notary Public
March 14,
2009
_________________________________
My Commission Expires: